Department of Banking and Securities State Documents
The Department of Banking and Securities is responsible for chartering, licensing, registering, regulating, and supervising depository and non-depository financial institutions in Pennsylvania; for administering the provisions of laws authorizing lending and deposit-taking activities; for overseeing the offer, sale, and purchase of securities in Pennsylvania while encouraging the investment of capital; and for protecting consumers and investors in financial matters.
The publications of the Department of Banking and Securities contain newsletters, educational guides, annual reports, and other reports. Selected topics from these publications include financial education, consumer services, and scamming. The bulk of the current material is dated from 2004 to present.
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