Pennsylvania Securities Commission State Documents
The Pennsylvania Securities Commission was responsible for administering the Pennsylvania Securities Act of 1972; the Act of May 15, 1933; and the Takeover Disclosure Law of Pennsylvania . The primary purpose of the regulatory responsibilities and objectives was to protect the public from fraudulent practices in connection with the offer, sale, and purchase of securities in Pennsylvania while encouraging the financing of legitimate business and industry in the Commonwealth.
The publications of the Pennsylvania Securities Commission contain compendiums. Selected topics from these publications include commission orders and required act reporting. The bulk of the current material is dated from 2011.
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